ROCKWELL PALISADE GLOBAL
New York | London | Hong Kong
Systematic Research & Execution
REGULATORY DISCLOSURES & COMPLIANCE
Document Reference: RWP-LEG-01 (Proprietary)
Rockwell Palisade Global Holdings operates exclusively as a proprietary trading firm. The firm deploys its own capital across global markets using purely systematic, algorithmic execution strategies.
We do not hold customer accounts, we do not provide bespoke financial planning or advisory services, and we do not solicit, accept, or manage outside capital from retail or institutional investors.
Because Rockwell Palisade Global Holdings does not act as an investment adviser, broker, or dealer to the public, the firm is not registered with the U.S. Securities and Exchange Commission (SEC), the Financial Conduct Authority (FCA), or any other global financial regulatory body. Consequently, the firm does not file or maintain a Form ADV or equivalent public disclosure documents.
Any future offerings of private funds or investment vehicles to qualified purchasers or accredited investors will be conducted in strict accordance with applicable securities laws and regulatory registration requirements at that time. Until such time, all inquiries regarding outside capital allocation will be respectfully declined.